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1st Quarter - Report · 2026

Filing UUID
051f5aef-de1c-4314-a067-5d29f5bcaef1
Type
Q1 — 1st Quarter - Report
Period
first_quarter
Year
2026
Posted
2026-04-20 18:11:13
Income (reported)
—
Expenses (reported)
$220,000
Expenses method
C
Filing document
Open on lda.senate.gov
Registrant (lobbying firm)

FINANCIAL INDUSTRY REGULATORY AUTHORITY

Contact
GREGORY DEAN
Phone
+1 202-728-8217
Address
zip:20006, city:WASHINGTON, state:DC, street:1700 K STREET, NW
Client

FINANCIAL INDUSTRY REGULATORY AUTHORITY

State
DC
Country
US
Government-entity client
false
Effective date
2007-08-13
Issues lobbied + lobbyists (1)

FIN — Financial Institutions/Investments/Securities

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, privacy, research and statistics as well as investor protection and education. HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

Lobbyists:

Government entities lobbied: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

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