FIN — Financial Institutions/Investments/Securities
Regulation of broker-dealers, including capital requirements. Regulation of derivatives and equity market structure issues.
Lobbyists: mr JOHN A ANDERSON (covered position: Sr. Pol. Advsr., Sen. Crapo; Leg. Asst., Rep. Metcalf); mr JARED CODY SAWYER (covered position: Deputy Assistant Secretary, Treasury Department; Senior Counsel, Senate Banking Committee; Professional Staff Member, House Financial Services Committee.); ALEX TEEL (covered position: Professional Staff Member, House Committee on Financial Services.)
Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE