FIN — Financial Institutions/Investments/Securities
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Lobbyists:
mr WILLIAM WALTON LILES — covered position: Senior Counsel, U.S. House Committee on Financial Services
BENJAMIN BROWN — covered position: Counsel, U.S. Securities and Exchange Commission
Government entities lobbied:HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE
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