FIN — Financial Institutions/Investments/Securities
90 FR 58525 - Proposal To Provide Exemptive Relief To Facilitate Cross-Margining of Customer Positions Cleared at Chicago Mercantile Exchange, Inc. and Fixed Income Clearing Corporation Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules (SR-FICC-2025-025) Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors (Form PF) - proposals to amend Form PF - discussions with staff Rule 17a-7 under the Investment Company Act of 1940, as amended - request for the SEC to consider providing regulatory relief from, or puruse amendments to, Rule 17a-7 to expand scope and provide significant benefits to fund shareholders - discussions with staff RIN 3235-AM29 - adoption of Rule 12d1-4 in October 2020 under the Investment Company Act of 1940 General discussions with staff regarding digital assets, financial stability, nonbank financial institutions and private credit
Lobbyists: JIRI KROL; JENNIFER WOOD; mr DANIEL AUSTIN; ADAM JACOBS-DEAN
Government entities lobbied: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of